Deeper, Strategic Collaboration in the Securities Sector
India and Australia
Authored by: Sonia KhosaPlease read Conditions of use before downloading the formats.
Description
In an era of globalised finance and increasing cross-border activity, regulatory cooperation has become essential for market integrity and development. This book examines the potential for strategic collaboration between India and Australia in the securities sector—two nations with distinct but complementary economic and legal frameworks. Through a comparative analysis of the Securities and Exchange Board of India (SEBI) and the Australian Securities and Investments Commission (ASIC), it evaluates alignment with International Organization of Securities Commissions (IOSCO) principles, focusing on supervisory powers, enforcement mechanisms and compliance effectiveness. The analysis identifies shared regulatory goals and governance principles, highlighting opportunities for bilateral cooperation.
Offering a roadmap for capital market integration and regulatory innovation, the book makes a timely contribution to international financial scholarship. It delivers practical insights for policymakers, legal scholars and regulators interested in forging resilient cross-border partnerships—both within the Indo-Pacific and beyond.
Winner of ANU Press ECR Prize in Legal Scholarship
Format: Hardback
Details
- ISBN (print):
- 9781760467036
- ISBN (online):
- 9781760467043
- Publication date:
- Sep 2025
- Imprint:
- ANU Press
- DOI:
- http://doi.org/10.22459/DSCSS.2025
- Disciplines:
- Law; Social Sciences: Politics & International Studies
- Countries:
- Australia; South Asia: India
PDF Chapters
Deeper, Strategic Collaboration in the Securities Sector »
Please read Conditions of use before downloading the formats.
If your web browser doesn't automatically open these files, please download a PDF reader application such as the free Adobe Acrobat Reader.
To copy a chapter DOI link, right-click (on a PC) or control+click (on a Mac) and then select ‘Copy link location’.
- Preliminary pages (PDF, 142 KB)
- Foreword (PDF, 72 KB)
- Abstract (PDF, 70 KB)
- Acknowledgements (PDF, 63 KB)
- List of key abbreviations (PDF, 85 KB)
- Introduction (PDF, 235 KB) doi
- The financial systems of India and Australia: Structure and regulation (PDF, 1.2 MB) doi
- The role and responsibilities of the regulator and its cooperation regime: IOSCO Principles 1–7 and 13–15 (PDF, 529 KB) doi
- Supervision and enforcement powers of SEBI and ASIC: IOSCO Principles 10 and 11 (PDF, 397 KB) doi
- Enforcement and compliance regimes of SEBI and ASIC: IOSCO Principle 12 (PDF, 2.2 MB) doi
- Self-regulation and gatekeepers: IOSCO Principles 9 and 19–23 (PDF, 427 KB) doi
- The regimes for issuers, collective investment schemes and hedge funds: IOSCO Principles 16–18 and 24–28 (PDF, 356 KB) doi
- Secondary markets, market intermediaries and settlement systems: IOSCO Principles 8 and 29–38 (PDF, 375 KB) doi
- Conclusion—and a proposal (PDF, 243 KB) doi
Other publications that may interest you
